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KOMRAGI GENERAL DEALERS is committed to satisfying the building and home improvement needs of customers by delivering quality, quantity and a variety of products at competitive prices …
List of market makers and authorised primary dealers using the exemption under the UK version of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on …
This risk assessment is intended to provide a summary and general overview; it does not assess every risk or product relevant to independent remittance dealers.
Reprint of the Motor Vehicle Dealers (Sales) Regulations 1974 Gazette 16 Apr 1984 p. 1061-74 (includes amendments listed above) Motor Vehicle Dealers (Sales) Amendment Regulations 1984 …
The market has multiple dealers There are no public limit order books or auctions where customers can trade directly. All customer trades have a dealer on the other side. Dealers trade with each …
Below is a list of authorized dealers for TKA products that are now sold as Thermo Scientific, worldwide. Place your trust in these qualified, reliable partners.
ECNs (sometimes called Alternative Trading Systems, ATS) are regulated by the SEC essentially as broker dealers (BDs), which puts them in a (slightly) different category from exchanges
25As discussed in Section 2.3, the PDCF has a number of advantages over the term repo operations in supporting dealers’ funding liquidity needs, which explain why dealers increased the amount of …
Purpose and Applicability atements in conformity with GAAP. It is important to note that the content in this guide is directe entities that are broker-dealers. The activities of broker-dealers are …
Authorised Dealer Manual means the Currency and Exchanges Manual for Authorised Dealers issued by the Financial Surveillance Department to Authorised Dealers under the powers delegated by …
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